Robust adaptive beamforming using worst-case performance optimization: a solution to the signal mismatch problem

• Published in: IEEE transactions on signal processing Vol. 51; no. 2; pp. 313 - 324
• Main Authors: Vorobyov, S.A., Gershman, A.B., Zhi-Quan Luo
• Format: Journal Article
• Language: English
• Published: New York, NY IEEE 01.02.2003; Institute of Electrical and Electronics Engineers; The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
• Subjects: Adaptive arrays; Algorithms; Antenna arrays; Applied sciences; Array signal processing; Arrays; Beamforming; Calibration; Degradation; Detection, estimation, filtering, equalization, prediction; Directive antennas; Exact sciences and technology; Information, signal and communications theory; Mathematical analysis; Mathematical models; Optimization; Robustness; Sensor arrays; Shape; Signal and communications theory; Signal, noise; Steering; Studies; Telecommunications and information theory; Training; Vectors (mathematics); Array signal processing; System performance; Simulation; Worst case method; Adaptive method; Beam forming; Optimization
• ISSN: 1053-587X; 1941-0476
• DOI: 10.1109/TSP.2002.806865

Adaptive beamforming methods are known to degrade if some of underlying assumptions on the environment, sources, or sensor array become violated. In particular, if the desired signal is present in training snapshots, the adaptive array performance may be quite sensitive even to slight mismatches between the presumed and actual signal steering vectors (spatial signatures). Such mismatches can occur as a result of environmental nonstationarities, look direction errors, imperfect array calibration, distorted antenna shape, as well as distortions caused by medium inhomogeneities, near-far mismatch, source spreading, and local scattering. The similar type of performance degradation can occur when the signal steering vector is known exactly but the training sample size is small. In this paper, we develop a new approach to robust adaptive beamforming in the presence of an arbitrary unknown signal steering vector mismatch. Our approach is based on the optimization of worst-case performance. It turns out that the natural formulation of this adaptive beamforming problem involves minimization of a quadratic function subject to infinitely many nonconvex quadratic constraints. We show that this (originally intractable) problem can be reformulated in a convex form as the so-called second-order cone (SOC) program and solved efficiently (in polynomial time) using the well-established interior point method. It is also shown that the proposed technique can be interpreted in terms of diagonal loading where the optimal value of the diagonal loading factor is computed based on the known level of uncertainty of the signal steering vector. Computer simulations with several frequently encountered types of signal steering vector mismatches show better performance of our robust beamformer as compared with existing adaptive beamforming algorithms.