Photon counting LiDAR: An adaptive ground and canopy height retrieval algorithm for ICESat-2 data

• Published in: Remote sensing of environment Vol. 208; pp. 154 - 170
• Main Authors: Popescu, S.C., Zhou, T., Nelson, R., Neuenschwander, A., Sheridan, R., Narine, L., Walsh, K.M.
• Format: Journal Article
• Language: English
• Published: New York Elsevier Inc 01.04.2018; Elsevier BV
• Subjects: Adaptive algorithms; Algorithms; Altimeters; Atoms & subatomic particles; Background noise; Biomass; Canopies; canopy; Canopy height; Carbon; Computer simulation; Data processing; Daytime; Ecological monitoring; Elevation; Filtration; ice; Ice clouds; ICESat-2; Interpolation; landscapes; Lidar; MABEL; Mapping; Methodology; monitoring; Night; Nighttime; Photon classification; Photon counting LiDAR; Photons; Remote sensing; Root-mean-square errors; Signal processing; Terrain; Terrain elevation; Terrestrial ecosystems; Vegetation; ATLAS; ICESat-2; Photon counting LiDAR; Terrain elevation; Photon classification; Canopy height; MABEL
• ISSN: 0034-4257; 1879-0704
• DOI: 10.1016/j.rse.2018.02.019

The upcoming Ice, Cloud and Land Elevation Satellite-2 (ICESat-2) mission will offer prospects for mapping and monitoring biomass and carbon of terrestrial ecosystems over large areas using photon counting LiDAR data. In this paper, we aim to develop a methodology to derive terrain elevation and vegetation canopy height from test-bed sensor data and further pre-validate the capacity of the mission to meet its science objectives for the ecosystem community. We investigated a novel methodological framework with two essential steps for characterizing terrain and canopy height using Multiple Altimeter Beam Experimental LiDAR (MABEL) data and simulated ICESat-2 data with various vegetation conditions. Our algorithm first implements a multi-level noise filtering approach to minimize noise photons and subsequently classifies the remaining photons into ground and top of canopy using an overlapping moving window method and cubic spline interpolation. Results of noise filtering show that the design of the multi-level filtering process is effective to identify background noise and preserve signal photons in the raw data. Moreover, calibration results using MABEL and simulated ICESat-2 data share similar trends with the retrieved terrain being more accurate than the retrieved canopy height, and the nighttime results being better than corresponding daytime results. Compared to the results of simulated ICESat-2 data, MABEL data achieve lower accuracy for ground and canopy heights in terms of root mean square error (RMSE), which may partly result from the inconsistency between MABEL and reference data. Specifically, simulated ICESat-2 data using 115 various nighttime and daytime scenarios, yield average RMSE values of 1.83 m and 2.80 m for estimated ground elevation, and 2.70 m and 3.59 m for estimated canopy height. Additionally, the accuracy assessment of percentile heights of simulated ICESat-2 data further substantiates the robustness of the methodology from different perspectives. The methodology developed in this study illustrates plausible ways of processing the data that are structurally similar to expected ICESat-2 data and holds the potential to be a benchmark for further method adjustment once genuine ICESat-2 are available. •An adaptive methodological framework was developed to process upcoming ICESat-2 data.•Basic algorithms for ground and canopy photon classification with ICESat-2-like data.•Terrain and canopy height measurements with MABEL and simulated ICESat-2 data.