L2 Acquisition of Surface Unaccusativity in English
The present study investigates Japanese learners' acquisition of the expletive there construction, the only construction that demonstrates surface unaccusativity in English (Leven and Rappaport Hovav, 1995). The aim is to discover Japanese EFL learners' knowledge of the Case licensing prop...
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          | Published in | SECOND LANGUAGE Vol. 4; no. May; pp. 111 - 139 | 
|---|---|
| Main Author | |
| Format | Journal Article | 
| Language | English | 
| Published | 
            The Japan Second Language Association
    
        01.05.2005
     日本第二言語習得学会  | 
| Subjects | |
| Online Access | Get full text | 
| ISSN | 1347-278X 2187-0047  | 
| DOI | 10.11431/secondlanguage2002.4.0_111 | 
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| Abstract | The present study investigates Japanese learners' acquisition of the expletive there construction, the only construction that demonstrates surface unaccusativity in English (Leven and Rappaport Hovav, 1995). The aim is to discover Japanese EFL learners' knowledge of the Case licensing property of unaccusative verbs and be, adopting the framework put forward by Belletti (1988). Unaccusatives and be in English are capable of optionally assigning partitive Case to their single internal argument (Lasnik, 1992, 1995). As a result, the argument DP can stay in its base position, and there is inserted into the subject position to fulfil the Extended Projection Principle (EPP). The DP has to be indefinite because partitive is incompatible with definiteness. In Japanese, in contrast, the same type of verb obligatorily assigns nominative Case to its pre-verbal internal argument, and no DP needs to be inserted into the subject position because the EPP is weak (Yatsushiro, 1996, 1999). With respect to passives and unergatives, English and Japanese share the same properties. Based on this framework, a pioneering study by Hirakawa (2003b) claims that her intermediate-level learners might have acquired the partitive Case of be but not of unaccusatives. To examine the validity of her conclusion, a grammaticality judgement test has been administered to four groups of learners (ranging from Elementary to Advanced) and native speakers of English. The test includes two types of construction ('DP-V'and 'There-V-DP') varying as to verb type (unergative; passive; unaccusative I, expressing 'existence' or 'appearance'; unaccusative II, denoting other meanings; be) and definiteness of DP. Results show that learners come to know the (sub) types of verb that can occur with expletive there, but that even advanced learners have difficulty in eliminating the possibility of other verbs (i.e. unergative and unaccusative II) occurring in the construction. In addition, they have failed to reject '*There-Unaccusative I / be-definite DP'. Based on these outcomes, it is argued that the lexical Case associated with the particular classes of verb cannot be acquired by adult learners. As an alternative account, it is claimed that the there construction in Japanese-English interlanguage is the result of applying their L1 lexical semantics and morphophonological knowledge. | 
    
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| AbstractList | The present study investigates Japanese learners' acquisition of the expletive 'there' construction, the only construction that demonstrates surface unaccusativity in English (Leven & Rappaport Hovav, 1995). The aim is to discover Japanese EFL learners' knowledge of the Case licensing property of unaccusative verbs & 'be,' adopting the framework put forward by Belletti (1988). Unaccusatives & 'be' in English are capable of optionally assigning partitive Case to their single internal argument (Lasnik, 1992, 1995). As a result, the argument DP can stay in its base position, & 'there' is inserted into the subject position to fulfil the Extended Projection Principle (EPP). The DP has to be indefinite because partitive is incompatible with definiteness. In Japanese, in contrast, the same type of verb obligatorily assigns nominative Case to its pre-verbal internal argument, & no DP needs to be inserted into the subject position because the EPP is weak (Yatsushiro, 1996, 1999). With respect to passives & unergatives, English & Japanese share the same properties. Based on this framework, a pioneering study by Hirakawa (2003b) claims that her intermediate-level learners might have acquired the partitive Case of 'be' but not of unaccusatives. To examine the validity of her conclusion, a grammaticality judgment test has been administered to four groups of learners (ranging from Elementary to Advanced) & native speakers of English. The test includes two types of construction ('DP -- V' & 'There -- V -- DP') varying as to verb type (unergative; passive; unaccusative I, expressing 'existence' or 'appearance'; unaccusative II, denoting other meanings; be) & definiteness of DP. Results show that learners come to know the (sub)types of verb that can occur with expletive 'there,' but that even advanced learners have difficulty in eliminating the possibility of other verbs (i.e. unergative & unaccusative II) occurring in the construction. In addition, they have failed to reject '*There -- Unaccusative I / be -- definite DP'. Based on these outcomes, it is argued that the lexical Case associated with the particular classes of verb cannot be acquired by adult learners. As an alternative account, it is claimed that the 'there' construction in Japanese -- English interlanguage is the result of applying their L1 lexical semantics & morphophonological knowledge. Tables, Figures, Appendixes, References. Adapted from the source document The present study investigates Japanese learners' acquisition of the expletive there construction, the only construction that demonstrates surface unaccusativity in English (Leven and Rappaport Hovav, 1995). The aim is to discover Japanese EFL learners' knowledge of the Case licensing property of unaccusative verbs and be, adopting the framework put forward by Belletti (1988). Unaccusatives and be in English are capable of optionally assigning partitive Case to their single internal argument (Lasnik, 1992, 1995). As a result, the argument DP can stay in its base position, and there is inserted into the subject position to fulfil the Extended Projection Principle (EPP). The DP has to be indefinite because partitive is incompatible with definiteness. In Japanese, in contrast, the same type of verb obligatorily assigns nominative Case to its pre-verbal internal argument, and no DP needs to be inserted into the subject position because the EPP is weak (Yatsushiro, 1996, 1999). With respect to passives and unergatives, English and Japanese share the same properties. Based on this framework, a pioneering study by Hirakawa (2003b) claims that her intermediate-level learners might have acquired the partitive Case of be but not of unaccusatives. To examine the validity of her conclusion, a grammaticality judgement test has been administered to four groups of learners (ranging from Elementary to Advanced) and native speakers of English. The test includes two types of construction ('DP-V'and 'There-V-DP') varying as to verb type (unergative; passive; unaccusative I, expressing 'existence' or 'appearance'; unaccusative II, denoting other meanings; be) and definiteness of DP. Results show that learners come to know the (sub) types of verb that can occur with expletive there, but that even advanced learners have difficulty in eliminating the possibility of other verbs (i.e. unergative and unaccusative II) occurring in the construction. In addition, they have failed to reject '*There-Unaccusative I / be-definite DP'. Based on these outcomes, it is argued that the lexical Case associated with the particular classes of verb cannot be acquired by adult learners. As an alternative account, it is claimed that the there construction in Japanese-English interlanguage is the result of applying their L1 lexical semantics and morphophonological knowledge. 本研究は, 日本語話者による英語の功there形構文の習得を調査する.there構文は, 英語において唯一, 表層非対格性を表す構文である (Leven and RapPaport Hovav, 1995).本研究の目的は, Belletti (1988) が提案した枠組みを基に, 日本語話者が, 英語の非対格動詞とBe動詞が持つ格付与の特性を習得できるのかどうか, を明らかにすることにある.英語の非対格動詞とBe動詞は随意的に部分格を内項に与えることができる (Lasnik, 1992, 1995).その結果, 内項である名詞句は基底地に留まることができ, そして拡大投射原理を満たすためにthereが主語位置に挿入される.部分格は限定性と相いれぬため, その名詞句は非限定のものでなければならない.これに対比して, 日本語では, 同種の動詞は義務的に主格を動詞の前の内項に与える.また, 拡大投射原理は弱いため, DPは主語の位置に挿入される必要はない (Yatsushiro, 1996, 1999).受け身動詞と非能格動詞に関しては, 両言語は同じ特性を持っている.以上を枠組みとして, Hirakawa (2003b) は先駆的研究を行ったが, 習熟度中級レベルの被験者はBeの部分格は習得したが非対格動詞の部分格は習得していないと主張した.この結論の正当性を吟味するため, ネイティブスピーカーと初級から上級に及ぶ4レベルの習熟度の異なる学習者に文法性判断テストを行った.テスト構文は, 動詞の種類 (非能格動詞, 受け身動詞, 存在や出現を表す非対格動詞1, 他の意味を表す非対格動詞II, Be動詞) と名詞句の限定性によって異なる, 'DP-V'と'thereV-DP'の2タイプである.実験結果から, 学習者が, どの種類の動詞が虚辞のthereと共起可能か, またさらに, 下位分類された動詞群の中でどのグループがthere構文内に生じることができるのか, も分かって来ることが判明した.しかし, 同時に, 上級レベルに到ってさえも, 非能格動詞や, 存在・出現を表さない非対格動詞がthere構文をとることができない, ということは習得されていなかった.さらに, '*there-UnaccusadveI/be-definiteDP'が非文法的な構文と判断されなかった.これらの結果を基に, 非対格動詞やBeといった特定の動詞郡に属する格は, 成人外国語習得者によって習得されないと論じた, 代わりに, 日本語話者は, 母語の語彙に関する意味知識と形態音韻レベルに関する知識を第二言語に応用することによってthere構文を習得する, という説を提案する. The present study investigates Japanese learners' acquisition of the expletive there construction, the only construction that demonstrates surface unaccusativity in English (Leven and Rappaport Hovav, 1995). The aim is to discover Japanese EFL learners' knowledge of the Case licensing property of unaccusative verbs and be, adopting the framework put forward by Belletti (1988). Unaccusatives and be in English are capable of optionally assigning partitive Case to their single internal argument (Lasnik, 1992, 1995). As a result, the argument DP can stay in its base position, and there is inserted into the subject position to fulfil the Extended Projection Principle (EPP). The DP has to be indefinite because partitive is incompatible with definiteness. In Japanese, in contrast, the same type of verb obligatorily assigns nominative Case to its pre-verbal internal argument, and no DP needs to be inserted into the subject position because the EPP is weak (Yatsushiro, 1996, 1999). With respect to passives and unergatives, English and Japanese share the same properties. Based on this framework, a pioneering study by Hirakawa (2003b) claims that her intermediate-level learners might have acquired the partitive Case of be but not of unaccusatives. To examine the validity of her conclusion, a grammaticality judgement test has been administered to four groups of learners (ranging from Elementary to Advanced) and native speakers of English. The test includes two types of construction ('DP-V'and 'There-V-DP') varying as to verb type (unergative; passive; unaccusative I, expressing 'existence' or 'appearance'; unaccusative II, denoting other meanings; be) and definiteness of DP. Results show that learners come to know the (sub) types of verb that can occur with expletive there, but that even advanced learners have difficulty in eliminating the possibility of other verbs (i.e. unergative and unaccusative II) occurring in the construction. In addition, they have failed to reject '*There-Unaccusative I / be-definite DP'. Based on these outcomes, it is argued that the lexical Case associated with the particular classes of verb cannot be acquired by adult learners. As an alternative account, it is claimed that the there construction in Japanese-English interlanguage is the result of applying their L1 lexical semantics and morphophonological knowledge.  | 
    
| Author | KURIBARA, Chieko | 
    
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| References | Baker, M. (1988) Incorporation. University of Chicago Press : Chicago. Ionin, T., Ko, H. & Wexler, K. (to appear) Article Semantics in L2-acquisition : The role of specificity. Language Acquisition. Chomsky, N. (2001) Beyond explanatory adequacy. MIT Occasional Papers in Linguistics, 20, 1-28. Chomsky, N. (1995) The Minimalist Program. Cambridge, Mass : MIT Press. Lasnik, H. (2001) A note on the EPP. Linguistic Inquiry, 32,356-361. Lasnik, H. (1992) Case and expletives : Notes toward a parametric account. Linguistic Inquiry, 23,381-405. Radford, A. (2004) Minimalist syntax : Exploring the Structure of English. Cambridge : Cambridge University Press. Lasnik, H. (1995) Case and expletives revisited : On Greed and other human failings. Linguistic Inquiry, 26,615-633. Bowers, J. (2002) Transitivity. Linguistic Inquiry, 33,183-224. Yatsushiro, K. (1996) Case, scope, and feature movement, In Oishi, M., Koizumi, M. & Sauerland, U. (Eds.), Proceedings of the Formal Approaches to Japanese Linguistics, 2,319-335. Sendai, Japan. Frampton, J. and Gutmann, S. (1999) Cyclic computation, a computationally efficient minimalist syntax. Syntax, 2, 1-27. Yamakawa, K., Sugino, N., Kimura, S., Nakano, M., Ohba, H. and Shimizu, Y. (2003) The development of grammatical competence of Japanese EFL learners : Focusing on unaccusative / unergative verbs. Annual Review of English Language Education in Japan, 14, 1-10. Costa, J. (2001) Postverbal subjects and agreement in unaccusative contexts in European Portuguese. The Linguistic Review, 18, 1-17. Hawkins, R. (2001) Second Language Syntax : A Generative Introduction. Oxford : Blackwell. Zobl, H. (1989) Canonical typological structures and ergativity in English L2 acquisition, In Gass, S. & Schachter, J. (Eds.), Linguistic Perspectives on Second Language Acquisition, 203-221, Cambridge : Cambridge University Press. Burzio, L. (1986) Italian syntax. Dordrecht : Reidel. Perlmutter, D. and Postal, P. (1984) The 1-advancement exclusiveness law. In Permutter, D. & Rosen, C. (Eds.), Studies in Relational Grammar 2. Chicago : University of Chicago Press. Hirakawa, M. (1995) L2 acquisition of English unaccusative constructions. Proceedings of the 19th annual Boston University Conference on Language Development, 1,291-302. Mass : Cascadilla Press. Levin, B. and Rappaport Hovav, M. (1995) Unaccusativity : At the Syntax-Lexical Semantics Interface. Cambridge, Mass : MIT Press. Chomsky, N. (1999) Derivation by Phase. MIT Occasional Papers in Linguistics, 18. Oshita, H. (2000) What is happened may not be what appears to be happening : A corpus study of “passive” unaccusatives in L2 English. Second Language Research, 16,293-324. Belletti, A. (1988) The case of unaccusatives. Linguistic Inquiry, 19, 1-34. Hornstein, N. (1995) Logical Form : from GB to Minimalis. Oxford : Blackwell. Balcom, P. (1997) Why is this happened? Passive morphology and unaccusativity. Second Language Research, 13, 1-9. Perlmutter, D. (1978) Impersonal passives and the unaccusative hypothesis. Berkeley Linguistic Society IV, 157-189. Hirakawa, M. (2003a) Unassusativity in Second Language Japanese and English. Tokyo : Hituzi Syobo. Chomsky, N. (2000) Minimalist inquiries : the framework. In Martin, R., Michaels, D. & Uriagereka, J. (Eds.), Step by step : Essays on Minimalist Syntax in Honor of Howard Lasnik, 89-155. Cambridge, Mass : MIT Press. Yip, V. (1995) Interlanguage and learnability : From Chinese to English. Amsterdam : John Benjamins. Oshita, H. (1997) The Unaccusative Trap : L2 Acquisition of English Intransitive Verbs. Doctoral dissertation. University of Southern California, L.A., Calif. Kuno, S. & Takami, K. (2004) Functional constrains in grammar : On the unergativeunaccusative distinction. Amsterdam : John Benjamins. Yatsushiro, K. (1999) Case Licensing and VP Structure. Doctoral dissertation. University of Connecticut, Conn. Hirakawa, M. (2003b) Unaccusatives versus Passives in L2 English. In Wakabayashi, S. (Eds.), Generative Approaches to the Acquisition of English by Native Speakers of Japanese. Berlin : Mouton de Gruyter.  | 
    
| References_xml | – reference: Lasnik, H. (2001) A note on the EPP. Linguistic Inquiry, 32,356-361. – reference: Yamakawa, K., Sugino, N., Kimura, S., Nakano, M., Ohba, H. and Shimizu, Y. (2003) The development of grammatical competence of Japanese EFL learners : Focusing on unaccusative / unergative verbs. Annual Review of English Language Education in Japan, 14, 1-10. – reference: Kuno, S. & Takami, K. (2004) Functional constrains in grammar : On the unergativeunaccusative distinction. Amsterdam : John Benjamins. – reference: Perlmutter, D. (1978) Impersonal passives and the unaccusative hypothesis. Berkeley Linguistic Society IV, 157-189. – reference: Zobl, H. (1989) Canonical typological structures and ergativity in English L2 acquisition, In Gass, S. & Schachter, J. (Eds.), Linguistic Perspectives on Second Language Acquisition, 203-221, Cambridge : Cambridge University Press. – reference: Chomsky, N. (1999) Derivation by Phase. MIT Occasional Papers in Linguistics, 18. – reference: Hirakawa, M. (2003b) Unaccusatives versus Passives in L2 English. In Wakabayashi, S. (Eds.), Generative Approaches to the Acquisition of English by Native Speakers of Japanese. Berlin : Mouton de Gruyter. – reference: Hornstein, N. (1995) Logical Form : from GB to Minimalis. Oxford : Blackwell. – reference: Ionin, T., Ko, H. & Wexler, K. (to appear) Article Semantics in L2-acquisition : The role of specificity. Language Acquisition. – reference: Bowers, J. (2002) Transitivity. Linguistic Inquiry, 33,183-224. – reference: Costa, J. (2001) Postverbal subjects and agreement in unaccusative contexts in European Portuguese. The Linguistic Review, 18, 1-17. – reference: Perlmutter, D. and Postal, P. (1984) The 1-advancement exclusiveness law. In Permutter, D. & Rosen, C. (Eds.), Studies in Relational Grammar 2. Chicago : University of Chicago Press. – reference: Yatsushiro, K. (1999) Case Licensing and VP Structure. Doctoral dissertation. University of Connecticut, Conn. – reference: Oshita, H. (2000) What is happened may not be what appears to be happening : A corpus study of “passive” unaccusatives in L2 English. Second Language Research, 16,293-324. – reference: Lasnik, H. (1992) Case and expletives : Notes toward a parametric account. Linguistic Inquiry, 23,381-405. – reference: Lasnik, H. (1995) Case and expletives revisited : On Greed and other human failings. Linguistic Inquiry, 26,615-633. – reference: Balcom, P. (1997) Why is this happened? Passive morphology and unaccusativity. Second Language Research, 13, 1-9. – reference: Belletti, A. (1988) The case of unaccusatives. Linguistic Inquiry, 19, 1-34. – reference: Hirakawa, M. (2003a) Unassusativity in Second Language Japanese and English. Tokyo : Hituzi Syobo. – reference: Radford, A. (2004) Minimalist syntax : Exploring the Structure of English. Cambridge : Cambridge University Press. – reference: Yip, V. (1995) Interlanguage and learnability : From Chinese to English. Amsterdam : John Benjamins. – reference: Levin, B. and Rappaport Hovav, M. (1995) Unaccusativity : At the Syntax-Lexical Semantics Interface. Cambridge, Mass : MIT Press. – reference: Burzio, L. (1986) Italian syntax. Dordrecht : Reidel. – reference: Chomsky, N. (1995) The Minimalist Program. Cambridge, Mass : MIT Press. – reference: Hawkins, R. (2001) Second Language Syntax : A Generative Introduction. Oxford : Blackwell. – reference: Chomsky, N. (2001) Beyond explanatory adequacy. MIT Occasional Papers in Linguistics, 20, 1-28. – reference: Chomsky, N. (2000) Minimalist inquiries : the framework. In Martin, R., Michaels, D. & Uriagereka, J. (Eds.), Step by step : Essays on Minimalist Syntax in Honor of Howard Lasnik, 89-155. Cambridge, Mass : MIT Press. – reference: Hirakawa, M. (1995) L2 acquisition of English unaccusative constructions. Proceedings of the 19th annual Boston University Conference on Language Development, 1,291-302. Mass : Cascadilla Press. – reference: Frampton, J. and Gutmann, S. (1999) Cyclic computation, a computationally efficient minimalist syntax. Syntax, 2, 1-27. – reference: Baker, M. (1988) Incorporation. University of Chicago Press : Chicago. – reference: Oshita, H. (1997) The Unaccusative Trap : L2 Acquisition of English Intransitive Verbs. Doctoral dissertation. University of Southern California, L.A., Calif. – reference: Yatsushiro, K. (1996) Case, scope, and feature movement, In Oishi, M., Koizumi, M. & Sauerland, U. (Eds.), Proceedings of the Formal Approaches to Japanese Linguistics, 2,319-335. Sendai, Japan.  | 
    
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| SubjectTerms | English as a Second Language Learning Existential Constructions Expletives Extended Projection Principle Interlanguage Licensing Valence  | 
    
| Title | L2 Acquisition of Surface Unaccusativity in English | 
    
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