Time-Frequency Compressed FTN Signaling: A Solution to Spectrally Efficient Single-Carrier System
Faster-than-Nyquist signaling (FTNS) is capable of improving the spectral efficiency (SE) of communication systems. However, for conventional single-carrier FTNS (SC-FTNS) in which only symbol interval is reduced, the increase of SE is very limited due to the presence of inter-symbol interference (I...
        Saved in:
      
    
          | Published in | IEEE transactions on communications Vol. 68; no. 5; pp. 3125 - 3139 | 
|---|---|
| Main Authors | , , , , , , , | 
| Format | Journal Article | 
| Language | English | 
| Published | 
        New York
          IEEE
    
        01.05.2020
     The Institute of Electrical and Electronics Engineers, Inc. (IEEE)  | 
| Subjects | |
| Online Access | Get full text | 
| ISSN | 0090-6778 1558-0857  | 
| DOI | 10.1109/TCOMM.2020.2968910 | 
Cover
| Abstract | Faster-than-Nyquist signaling (FTNS) is capable of improving the spectral efficiency (SE) of communication systems. However, for conventional single-carrier FTNS (SC-FTNS) in which only symbol interval is reduced, the increase of SE is very limited due to the presence of inter-symbol interference (ISI) introduced by the FTNS. To deal with this problem, this paper proposes a new time-frequency compressed SC-FTNS (TFC-SC-FTNS) scheme that includes the conventional FTNS as a special case, to improve the SE via two dimensions simultaneously: time dimension by stacking symbols closer; frequency dimension by precoding to make the FTN signal spectrum more compact. Further, an optimization subject to a spectral mask constraint is performed on the precoder to suppress the ISI, according to a mean-square-error criterion, but the optimization problem is non-convex. A nontrivial contribution in the new scheme is that the non-convex problem is transformed into a convex one by a change of variable and an addition of admissibility constraint. Simulation results demonstrate that the proposed scheme significantly outperforms the conventional FTNS in terms of achievable SE or, equivalently, reception performance at a given SE. Further, with larger constellations applied, the gains of the TFC-FTNS increase. | 
    
|---|---|
| AbstractList | Faster-than-Nyquist signaling (FTNS) is capable of improving the spectral efficiency (SE) of communication systems. However, for conventional single-carrier FTNS (SC-FTNS) in which only symbol interval is reduced, the increase of SE is very limited due to the presence of inter-symbol interference (ISI) introduced by the FTNS. To deal with this problem, this paper proposes a new time-frequency compressed SC-FTNS (TFC-SC-FTNS) scheme that includes the conventional FTNS as a special case, to improve the SE via two dimensions simultaneously: time dimension by stacking symbols closer; frequency dimension by precoding to make the FTN signal spectrum more compact. Further, an optimization subject to a spectral mask constraint is performed on the precoder to suppress the ISI, according to a mean-square-error criterion, but the optimization problem is non-convex. A nontrivial contribution in the new scheme is that the non-convex problem is transformed into a convex one by a change of variable and an addition of admissibility constraint. Simulation results demonstrate that the proposed scheme significantly outperforms the conventional FTNS in terms of achievable SE or, equivalently, reception performance at a given SE. Further, with larger constellations applied, the gains of the TFC-FTNS increase. | 
    
| Author | Wen, Shan Chen, Qiang Tian, Miao Qu, Huiyang Wu, Dapeng Oliver Liu, Guanghui Zhou, Pan Guo, Jishun  | 
    
| Author_xml | – sequence: 1 givenname: Shan orcidid: 0000-0002-2982-8640 surname: Wen fullname: Wen, Shan email: shanwen@std.uestc.edu.cn organization: School of Information and Communication Engineering, University of Electronic Science and Technology of China, Chengdu, China – sequence: 2 givenname: Guanghui orcidid: 0000-0002-4170-4552 surname: Liu fullname: Liu, Guanghui email: guanghuiliu@uestc.edu.cn organization: School of Information and Communication Engineering, University of Electronic Science and Technology of China, Chengdu, China – sequence: 3 givenname: Qiang surname: Chen fullname: Chen, Qiang email: qiangchen@std.uestc.edu.cn organization: School of Information and Communication Engineering, University of Electronic Science and Technology of China, Chengdu, China – sequence: 4 givenname: Huiyang orcidid: 0000-0002-9022-482X surname: Qu fullname: Qu, Huiyang email: hyqu@std.uestc.edu.cn organization: School of Information and Communication Engineering, University of Electronic Science and Technology of China, Chengdu, China – sequence: 5 givenname: Miao surname: Tian fullname: Tian, Miao email: ziguiren@uestc.edu.cn organization: School of Information and Communication Engineering, University of Electronic Science and Technology of China, Chengdu, China – sequence: 6 givenname: Jishun surname: Guo fullname: Guo, Jishun email: guojishun@gacrnd.com organization: School of Information and Communication Engineering, University of Electronic Science and Technology of China, Chengdu, China – sequence: 7 givenname: Pan orcidid: 0000-0002-8629-4622 surname: Zhou fullname: Zhou, Pan email: panzhou@hust.edu.cn organization: School of Cyber Science and Engineering, Huazhong University of Science and Technology, Wuhan, China – sequence: 8 givenname: Dapeng Oliver surname: Wu fullname: Wu, Dapeng Oliver email: wu@ece.ufl.edu.cn organization: Department of Electrical and Computer Engineering, University of Florida, Gainesville, FL, USA  | 
    
| BookMark | eNp9kD1PwzAURS1UJFrgD8BiiTnFTuzEZquiFpBaOiTMkUmeK1f5wk6H_HvcDzEwoDd4ucfvvjNDk7ZrAaEHSuaUEvmcp9vNZh6SkMxDGQtJyRWaUs5FQARPJmhKiCRBnCTiBs2c2xNCGImiKVK5aSBYWfg-QFuOOO2a3oJzUOFV_oEzs2tVbdrdC17grKsPg-laPHQ466EcrKrrES-1NqWBdvDpdldDkCprDVicjW6A5g5da1U7uL-8t-hztczTt2C9fX1PF-ugDCUfAgqV8n2TkAPwCrTUpQYhISFURywCJnSsI1VpJX0wBsljyZliFQAIyr6iW_R0_re3nT_GDcW-O1jf3hUhI6eJuE-F51RpO-cs6KK3plF2LCgpjiqLk8riqLK4qPSQ-AOVZlBHFV6Bqf9HH8-o8T1_dwkZJ5Sx6Ac-kITg | 
    
| CODEN | IECMBT | 
    
| CitedBy_id | crossref_primary_10_1109_TAES_2024_3406499 crossref_primary_10_1109_TVT_2022_3146423 crossref_primary_10_1109_TVT_2022_3161668 crossref_primary_10_1109_TWC_2021_3093296 crossref_primary_10_1109_OJCOMS_2021_3126805 crossref_primary_10_1109_JLT_2024_3373331 crossref_primary_10_1109_ACCESS_2021_3075575 crossref_primary_10_3390_sym16081001 crossref_primary_10_1109_JLT_2024_3439353 crossref_primary_10_1109_TCOMM_2020_3042265  | 
    
| Cites_doi | 10.1109/JPROC.2012.2233451 10.1109/49.947038 10.1109/ATC.2014.7043385 10.1109/TWC.2017.2721367 10.1109/TCOMM.2012.070912.110296 10.1109/26.957394 10.1109/ICC.2016.7510967 10.1017/CBO9780511804441 10.1002/9781119345244 10.1109/TCOMM.2017.2774816 10.1109/ACCESS.2018.2868266 10.1109/ISIT.2012.6283937 10.1109/TCOMM.2017.2768063 10.1109/TSP.2002.804079 10.1109/TCOMM.2009.05.070224 10.1109/TCOMM.2003.816943 10.1109/TCOMM.2017.2704609 10.1109/TCOMM.2014.2339321 10.1109/TCOMM.2013.070213.130064 10.1109/BMSB.2018.8436831 10.1109/WCNC.2017.7925796 10.1109/TCOMM.2009.10.080200 10.1109/MSP.2014.2337391 10.1109/GLOCOMW.2016.7848906 10.1109/TCOMM.2013.110813.130385 10.56021/9781421407944 10.1109/TVT.2017.2767035 10.1109/SPAWC.2016.7536733 10.1109/TCOMM.2018.2854164 10.1002/j.1538-7305.1975.tb02043.x 10.1109/MWC.2016.1600089WC 10.1109/TWC.2011.121911.110809 10.1109/TVT.2014.2336984 10.1109/TCOMM.2008.060075 10.1109/ICC.2019.8761120 10.1109/CSNDSP.2018.8471886  | 
    
| ContentType | Journal Article | 
    
| Copyright | Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2020 | 
    
| Copyright_xml | – notice: Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2020 | 
    
| DBID | 97E RIA RIE AAYXX CITATION 7SP 8FD L7M  | 
    
| DOI | 10.1109/TCOMM.2020.2968910 | 
    
| DatabaseName | IEEE All-Society Periodicals Package (ASPP) 2005-present IEEE All-Society Periodicals Package (ASPP) 1998-Present IEEE Electronic Library (IEL) CrossRef Electronics & Communications Abstracts Technology Research Database Advanced Technologies Database with Aerospace  | 
    
| DatabaseTitle | CrossRef Technology Research Database Advanced Technologies Database with Aerospace Electronics & Communications Abstracts  | 
    
| DatabaseTitleList | Technology Research Database | 
    
| Database_xml | – sequence: 1 dbid: RIE name: IEEE Electronic Library (IEL) url: https://proxy.k.utb.cz/login?url=https://ieeexplore.ieee.org/ sourceTypes: Publisher  | 
    
| DeliveryMethod | fulltext_linktorsrc | 
    
| Discipline | Engineering | 
    
| EISSN | 1558-0857 | 
    
| EndPage | 3139 | 
    
| ExternalDocumentID | 10_1109_TCOMM_2020_2968910 8967144  | 
    
| Genre | orig-research | 
    
| GrantInformation_xml | – fundername: National Natural Science Foundation of China grantid: 61972448; 61502079 funderid: 10.13039/501100001809 – fundername: 111 Project grantid: B17008 funderid: 10.13039/501100013314  | 
    
| GroupedDBID | -~X .DC 0R~ 29I 3EH 4.4 5GY 5VS 6IK 85S 97E AAJGR AARMG AASAJ AAWTH ABAZT ABFSI ABQJQ ABVLG ACGFO ACGFS ACIWK ACKIV ACNCT AENEX AETIX AGQYO AGSQL AHBIQ AI. AIBXA AKJIK AKQYR ALLEH ALMA_UNASSIGNED_HOLDINGS ASUFR ATWAV BEFXN BFFAM BGNUA BKEBE BPEOZ CS3 DU5 E.L EBS EJD HZ~ H~9 IAAWW IBMZZ ICLAB IES IFIPE IFJZH IPLJI JAVBF LAI M43 MS~ O9- OCL P2P RIA RIE RNS TAE TN5 VH1 ZCA ZCG AAYXX CITATION 7SP 8FD L7M  | 
    
| ID | FETCH-LOGICAL-c295t-1eda558725ee5def9fcfe89e701f343e48f6f3adfa9da56e956954a4deee814b3 | 
    
| IEDL.DBID | RIE | 
    
| ISSN | 0090-6778 | 
    
| IngestDate | Mon Jun 30 10:23:15 EDT 2025 Wed Oct 01 03:32:25 EDT 2025 Thu Apr 24 23:06:09 EDT 2025 Wed Aug 27 02:38:10 EDT 2025  | 
    
| IsPeerReviewed | true | 
    
| IsScholarly | true | 
    
| Issue | 5 | 
    
| Language | English | 
    
| License | https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html https://doi.org/10.15223/policy-029 https://doi.org/10.15223/policy-037  | 
    
| LinkModel | DirectLink | 
    
| MergedId | FETCHMERGED-LOGICAL-c295t-1eda558725ee5def9fcfe89e701f343e48f6f3adfa9da56e956954a4deee814b3 | 
    
| Notes | ObjectType-Article-1 SourceType-Scholarly Journals-1 ObjectType-Feature-2 content type line 14  | 
    
| ORCID | 0000-0002-8629-4622 0000-0002-2982-8640 0000-0002-4170-4552 0000-0002-9022-482X  | 
    
| PQID | 2404040435 | 
    
| PQPubID | 85472 | 
    
| PageCount | 15 | 
    
| ParticipantIDs | crossref_citationtrail_10_1109_TCOMM_2020_2968910 ieee_primary_8967144 proquest_journals_2404040435 crossref_primary_10_1109_TCOMM_2020_2968910  | 
    
| ProviderPackageCode | CITATION AAYXX  | 
    
| PublicationCentury | 2000 | 
    
| PublicationDate | 2020-05-01 | 
    
| PublicationDateYYYYMMDD | 2020-05-01 | 
    
| PublicationDate_xml | – month: 05 year: 2020 text: 2020-05-01 day: 01  | 
    
| PublicationDecade | 2020 | 
    
| PublicationPlace | New York | 
    
| PublicationPlace_xml | – name: New York | 
    
| PublicationTitle | IEEE transactions on communications | 
    
| PublicationTitleAbbrev | TCOMM | 
    
| PublicationYear | 2020 | 
    
| Publisher | IEEE The Institute of Electrical and Electronics Engineers, Inc. (IEEE)  | 
    
| Publisher_xml | – name: IEEE – name: The Institute of Electrical and Electronics Engineers, Inc. (IEEE)  | 
    
| References | ref13 ref34 ref12 ref37 ref15 prlja (ref41) 2013 ref36 ref14 ref31 ref30 ref33 ref11 ref10 ref2 ref1 ref39 ref17 ref38 ref19 ref18 golub (ref35) 2013 rusek (ref5) 2007 ref24 ref23 ref26 ringh (ref27) 2013 ref25 ref20 ref42 ref21 ref43 ref28 ref29 ref8 (ref40) 2016 ref7 kim (ref32) 2013 ref9 ref4 ref3 ref6 sen (ref22) 2014 proakis (ref16) 2007  | 
    
| References_xml | – start-page: 642 year: 2014 ident: ref22 article-title: A low-complexity graph-based LMMSE receiver designed for colored noise induced by FTN-signaling publication-title: Proc IEEE Wireless Commun Netw Conf (WCNC) – year: 2007 ident: ref16 publication-title: Digital Communications – ident: ref6 doi: 10.1109/JPROC.2012.2233451 – ident: ref34 doi: 10.1109/49.947038 – ident: ref7 doi: 10.1109/ATC.2014.7043385 – ident: ref38 doi: 10.1109/TWC.2017.2721367 – ident: ref17 doi: 10.1109/TCOMM.2012.070912.110296 – ident: ref43 doi: 10.1109/26.957394 – ident: ref25 doi: 10.1109/ICC.2016.7510967 – ident: ref37 doi: 10.1017/CBO9780511804441 – ident: ref2 doi: 10.1002/9781119345244 – ident: ref18 doi: 10.1109/TCOMM.2017.2774816 – ident: ref20 doi: 10.1109/ACCESS.2018.2868266 – year: 2013 ident: ref41 article-title: Reduced receivers for faster-than-Nyquist signaling and general linear channels – ident: ref42 doi: 10.1109/ISIT.2012.6283937 – ident: ref39 doi: 10.1109/TCOMM.2017.2768063 – ident: ref36 doi: 10.1109/TSP.2002.804079 – ident: ref11 doi: 10.1109/TCOMM.2009.05.070224 – ident: ref9 doi: 10.1109/TCOMM.2003.816943 – ident: ref30 doi: 10.1109/TCOMM.2017.2704609 – year: 2016 ident: ref40 publication-title: Wi-Fi Overview of the 802 11 Physical Layer and Transmitter Measurements – ident: ref14 doi: 10.1109/TCOMM.2014.2339321 – year: 2007 ident: ref5 article-title: Partial response and faster-than-Nyquist signaling – ident: ref13 doi: 10.1109/TCOMM.2013.070213.130064 – ident: ref31 doi: 10.1109/BMSB.2018.8436831 – ident: ref28 doi: 10.1109/WCNC.2017.7925796 – ident: ref12 doi: 10.1109/TCOMM.2009.10.080200 – ident: ref1 doi: 10.1109/MSP.2014.2337391 – ident: ref33 doi: 10.1109/GLOCOMW.2016.7848906 – ident: ref21 doi: 10.1109/TCOMM.2013.110813.130385 – year: 2013 ident: ref32 article-title: Faster than Nyquist transmission over continuous-time channels: Capacity analysis and coding – year: 2013 ident: ref35 publication-title: Matrix Computations doi: 10.56021/9781421407944 – ident: ref23 doi: 10.1109/TVT.2017.2767035 – ident: ref29 doi: 10.1109/SPAWC.2016.7536733 – ident: ref8 doi: 10.1109/TCOMM.2018.2854164 – ident: ref4 doi: 10.1002/j.1538-7305.1975.tb02043.x – ident: ref3 doi: 10.1109/MWC.2016.1600089WC – ident: ref19 doi: 10.1109/TWC.2011.121911.110809 – ident: ref24 doi: 10.1109/TVT.2014.2336984 – ident: ref10 doi: 10.1109/TCOMM.2008.060075 – ident: ref26 doi: 10.1109/ICC.2019.8761120 – ident: ref15 doi: 10.1109/CSNDSP.2018.8471886 – year: 2013 ident: ref27 article-title: Low complexity algorithm for faster-than-Nyquist signaling: Using coding to avoid an NP-hard problem  | 
    
| SSID | ssj0004033 | 
    
| Score | 2.3993208 | 
    
| Snippet | Faster-than-Nyquist signaling (FTNS) is capable of improving the spectral efficiency (SE) of communication systems. However, for conventional single-carrier... | 
    
| SourceID | proquest crossref ieee  | 
    
| SourceType | Aggregation Database Enrichment Source Index Database Publisher  | 
    
| StartPage | 3125 | 
    
| SubjectTerms | Bandwidth Communications systems Complexity theory Constellations Detectors Faster-than-Nyquist (FTN) Optimization precoder design Precoding Receivers Signaling Spectra spectral mask Time compression Time-frequency analysis time-frequency compression (TFC) turbo MMSE equalization  | 
    
| Title | Time-Frequency Compressed FTN Signaling: A Solution to Spectrally Efficient Single-Carrier System | 
    
| URI | https://ieeexplore.ieee.org/document/8967144 https://www.proquest.com/docview/2404040435  | 
    
| Volume | 68 | 
    
| hasFullText | 1 | 
    
| inHoldings | 1 | 
    
| isFullTextHit | |
| isPrint | |
| journalDatabaseRights | – providerCode: PRVIEE databaseName: IEEE Electronic Library (IEL) customDbUrl: eissn: 1558-0857 dateEnd: 99991231 omitProxy: false ssIdentifier: ssj0004033 issn: 0090-6778 databaseCode: RIE dateStart: 19720101 isFulltext: true titleUrlDefault: https://ieeexplore.ieee.org/ providerName: IEEE  | 
    
| link | http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV3PT9swFH4qPcFh48emFQrygdvmksSxY3NDFRVCajmsSNwiJ36uplUpKumB_fXYTtKhgSaUSw7PiaPPsd-z3_c9gPMiEW7RtZZKKxlNtUqoNkJRLZlGw0pWME9wns7EzX16-8AfevBjy4VBxJB8hiN_G87yzarc-K2yC6lE5gKAHdjJpGi4Wn85kBFrFSd9OnsmO4JMpC7m47vp1IWCSTRKlJDKs2VfLUKhqsqbqTisL5PPMO161qSV_B5t6mJU_vlHtPGjXd-HT62jSa6akXEAPawOYe-V_OARaM__oJN1k039TPzcELTEDZnMZ-Tnr4X30qvFJbki3fYZqVfE16z3GyTLZ3IdFCjcq511tVgiHeu1r4FHGiX0L3A_uZ6Pb2hbcoGWieI1jdFozmWWcERu0CpbWpQKsyi2LGWYSiss08Zq5QwFuuhK8VSnxn2wjNOCfYV-tarwGxCDSpYF2pi7liY1qrRJ5uY0F-AJdH7iAOIOg7xs9ch9WYxlHuKSSOUBt9zjlre4DeD7ts1jo8bxX-sjD8TWssVgAMMO6rz9YZ9y59iEi_Hj91udwK5_dpPrOIR-vd7gqfNH6uIsDMQXRcLdSA | 
    
| linkProvider | IEEE | 
    
| linkToHtml | http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV1Bb9MwFH4a2wE4wGBMlI3hAzdwl8R2Yu82Vau6sZQDnbRb5MTP1bQqRSU9jF-P7SRlGhOacsnhWXb0OfZ79vu-B_C5TFK36VpLpZWMcq0Sqk2qqJZMo2EVK5knOOfTdHLFL67F9RZ83XBhEDEkn-HQv4a7fLOs1v6o7FiqNHMBwDPYEZxz0bK1_rIgI9ZpTvqE9kz2FJlIHc9G3_PcBYNJNExUKpXny97bhkJdlX8W47DDjF9D3o-tTSy5Ha6bclj9fiDb-NTB78KrztUkp-3ceANbWL-Fl_cECPdAewYIHa_afOo74leHoCZuyHg2JT9u5t5Pr-cn5JT0B2ikWRJftd4fkSzuyFnQoHBdO-t6vkA60itfBY-0Wujv4Gp8NhtNaFd0gVaJEg2N0WghZJYIRGHQKltZlAqzKLaMM-TSppZpY7Vyhim6-EoJrrlxHyxjXrJ92K6XNb4HYlDJqkQbC9fScKMqm2RuVXMhXorOUxxA3GNQVJ0iuS-MsShCZBKpIuBWeNyKDrcBfNm0-dnqcfzXes8DsbHsMBjAYQ910f2yvwrn2oSHiQ-Pt_oEzyez_LK4PJ9-O4AXvp828_EQtpvVGj8676Qpj8Kk_AMDkuCV | 
    
| openUrl | ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Time-Frequency+Compressed+FTN+Signaling%3A+A+Solution+to+Spectrally+Efficient+Single-Carrier+System&rft.jtitle=IEEE+transactions+on+communications&rft.au=Wen%2C+Shan&rft.au=Liu%2C+Guanghui&rft.au=Chen%2C+Qiang&rft.au=Qu%2C+Huiyang&rft.date=2020-05-01&rft.pub=IEEE&rft.issn=0090-6778&rft.volume=68&rft.issue=5&rft.spage=3125&rft.epage=3139&rft_id=info:doi/10.1109%2FTCOMM.2020.2968910&rft.externalDocID=8967144 | 
    
| thumbnail_l | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=0090-6778&client=summon | 
    
| thumbnail_m | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=0090-6778&client=summon | 
    
| thumbnail_s | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=0090-6778&client=summon |