Gear Fault Diagnosis Based on Dual Parameter Optimized Resonance-Based Sparse Signal Decomposition of Motor Current

Motor current signature analysis (MCSA) provides a nondestructive and remote approach for a gear fault diagnosis. However, in addition to the fault-related components, motor current in the faulty gear system also contains the eccentricity-related components and gear meshing-related components, which...

Full description

Saved in:
Bibliographic Details
Published inIEEE transactions on industry applications Vol. 54; no. 4; pp. 3782 - 3792
Main Authors Chai, Na, Yang, Ming, Ni, Qinan, Xu, Dianguo
Format Journal Article
LanguageEnglish
Published New York IEEE 01.07.2018
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Subjects
Online AccessGet full text
ISSN0093-9994
1939-9367
DOI10.1109/TIA.2018.2821099

Cover

Abstract Motor current signature analysis (MCSA) provides a nondestructive and remote approach for a gear fault diagnosis. However, in addition to the fault-related components, motor current in the faulty gear system also contains the eccentricity-related components and gear meshing-related components, which contaminate the fault features and increase the difficulty of fault diagnosis. To extract fault features from these interferences, this paper proposes the dual parameters optimized resonance-based sparse signal decomposition (RSSD) method, which can decompose a complex signal into a high- and low-resonance component with two sets of overcomplete wavelet bases. After the decomposition, the fault-related components, which have short duration, will exist in low-resonance component. The novelty is that the wavelet bases related parameters, Q-factors, and decomposition levels are chosen automatically based on artificial bee colony algorithm to obtain the optimal decomposition results instead of chosen subjectively. Kurtosis of the low-resonance component is employed as optimization index. The proposed method is then verified on the gear fault-diagnosis platform, which consists of two permanent magnet synchronous motors and a pair of gears with transmission ratio of 3:2, and its effectiveness over some existing methods under different operating conditions is also validated.
AbstractList Motor current signature analysis (MCSA) provides a nondestructive and remote approach for a gear fault diagnosis. However, in addition to the fault-related components, motor current in the faulty gear system also contains the eccentricity-related components and gear meshing-related components, which contaminate the fault features and increase the difficulty of fault diagnosis. To extract fault features from these interferences, this paper proposes the dual parameters optimized resonance-based sparse signal decomposition (RSSD) method, which can decompose a complex signal into a high- and low-resonance component with two sets of overcomplete wavelet bases. After the decomposition, the fault-related components, which have short duration, will exist in low-resonance component. The novelty is that the wavelet bases related parameters, Q-factors, and decomposition levels are chosen automatically based on artificial bee colony algorithm to obtain the optimal decomposition results instead of chosen subjectively. Kurtosis of the low-resonance component is employed as optimization index. The proposed method is then verified on the gear fault-diagnosis platform, which consists of two permanent magnet synchronous motors and a pair of gears with transmission ratio of 3:2, and its effectiveness over some existing methods under different operating conditions is also validated.
Author Xu, Dianguo
Yang, Ming
Chai, Na
Ni, Qinan
Author_xml – sequence: 1
  givenname: Na
  orcidid: 0000-0002-3522-6048
  surname: Chai
  fullname: Chai, Na
  email: chaina_hit@163.com
  organization: Department of Electrical Engineering, Harbin Insinuate of Technology, Harbin, China
– sequence: 2
  givenname: Ming
  orcidid: 0000-0003-0462-6046
  surname: Yang
  fullname: Yang, Ming
  email: yangming_hit@163.com
  organization: Department of Electrical Engineering, Harbin Insinuate of Technology, Harbin, China
– sequence: 3
  givenname: Qinan
  surname: Ni
  fullname: Ni, Qinan
  email: niqn_hit@163.com
  organization: Department of Electrical Engineering, Harbin Insinuate of Technology, Harbin, China
– sequence: 4
  givenname: Dianguo
  orcidid: 0000-0002-1594-8625
  surname: Xu
  fullname: Xu, Dianguo
  email: xudiang@hit.edu.cn
  organization: Department of Electrical Engineering, Harbin Insinuate of Technology, Harbin, China
BookMark eNp9kE1LAzEQhoMoWKt3wUvA89Z8bHY3R21tFRRF63mZTWdLpN2sSfagv96UigcPnoZhnudleE_IYec6JOScswnnTF8t768ngvFqIiqRdn1ARlxLnWlZlIdkxJiWmdY6PyYnIbwzxnPF8xEJCwRP5zBsIp1ZWHcu2EBvIOCKuo7OBtjQZ_CwxYiePvXRbu1Xur1gcB10BrM9-9qDD0hf7bpLxgyN2_YpKtoU4lr66KLzdDp4j108JUctbAKe_cwxeZvfLqd32cPT4n56_ZAZoXnMUEtEYE3DsCm5WfESFDYgdKVzrYpWN-1KGGW4alAVlWxyhXkBCkyjSpCVHJPLfW7v3ceAIdbvbvDpv1ALzktWMF6wRBV7yngXgse2NjbC7vHowW5qzupdwXUquN4VXP8UnET2R-y93YL__E-52CsWEX_xSoqyKoT8BuE9iUM
CODEN ITIACR
CitedBy_id crossref_primary_10_1016_j_apacoust_2024_110525
crossref_primary_10_1016_j_measurement_2022_111697
crossref_primary_10_3390_act11100277
crossref_primary_10_1016_j_isatra_2020_12_016
crossref_primary_10_1016_j_ymssp_2020_106861
crossref_primary_10_1088_1361_6501_ac0741
crossref_primary_10_1109_TIE_2022_3206754
crossref_primary_10_1016_j_measurement_2021_109565
crossref_primary_10_1109_ACCESS_2021_3104281
crossref_primary_10_1177_09544089231172029
crossref_primary_10_1177_1729881420915032
crossref_primary_10_1177_09544062211070160
crossref_primary_10_1109_ACCESS_2021_3122922
crossref_primary_10_1016_j_epsr_2021_107682
crossref_primary_10_3390_en12112117
crossref_primary_10_3390_s21051868
crossref_primary_10_1109_TIE_2020_2973894
crossref_primary_10_1016_j_isatra_2022_10_001
crossref_primary_10_23919_PCMP_2023_000241
crossref_primary_10_1016_j_measurement_2019_05_074
crossref_primary_10_4236_jcc_2024_1211016
crossref_primary_10_3390_machines12120918
crossref_primary_10_1016_j_asoc_2024_112033
crossref_primary_10_1109_TIM_2023_3285999
crossref_primary_10_1177_10775463241288058
crossref_primary_10_1007_s42835_022_01207_y
crossref_primary_10_3390_en17133228
crossref_primary_10_1109_ACCESS_2020_2972381
crossref_primary_10_3390_app9020224
crossref_primary_10_3390_app10155053
Cites_doi 10.1007/s12206-015-0715-8
10.1109/TIE.2012.2194950
10.1109/TIE.2006.878303
10.1007/s10898-007-9149-x
10.1109/ICElMach.2012.6350079
10.1109/TSP.2009.2020756
10.1109/TIM.2012.2183402
10.1016/j.eswa.2009.06.060
10.1016/j.ymssp.2004.07.006
10.1109/IAS.2016.7731964
10.1016/j.ymssp.2014.10.016
10.1016/j.ymssp.2013.06.035
10.1109/TSP.2011.2143711
10.1016/j.ymssp.2012.11.004
10.1016/j.ymssp.2014.04.006
10.1016/j.measurement.2016.04.036
10.1016/j.jsv.2005.04.020
10.1784/insi.2014.56.6.326
10.1115/1.2893829
10.1016/j.eswa.2015.09.039
10.1016/j.mechmachtheory.2015.03.013
10.1115/DSCC2012-MOVIC2012-8609
10.1109/TIE.2015.2410254
10.1016/j.sigpro.2010.10.018
10.1016/j.ymssp.2016.07.007
10.1109/TIE.2015.2422112
10.1016/j.ymssp.2005.08.032
10.1109/TIA.2006.882636
10.1109/TIA.2009.2023503
10.1109/TIE.2014.2360068
10.1016/j.ymssp.2004.09.002
10.1016/j.jsv.2007.08.023
10.1016/j.epsr.2012.08.002
10.1109/IAS.2017.8101764
ContentType Journal Article
Copyright Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2018
Copyright_xml – notice: Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2018
DBID 97E
RIA
RIE
AAYXX
CITATION
7SC
7SP
8FD
JQ2
L7M
L~C
L~D
DOI 10.1109/TIA.2018.2821099
DatabaseName IEEE All-Society Periodicals Package (ASPP) 2005–Present
IEEE All-Society Periodicals Package (ASPP) 1998–Present
IEEE Electronic Library (IEL)
CrossRef
Computer and Information Systems Abstracts
Electronics & Communications Abstracts
Technology Research Database
ProQuest Computer Science Collection
Advanced Technologies Database with Aerospace
Computer and Information Systems Abstracts – Academic
Computer and Information Systems Abstracts Professional
DatabaseTitle CrossRef
Technology Research Database
Computer and Information Systems Abstracts – Academic
Electronics & Communications Abstracts
ProQuest Computer Science Collection
Computer and Information Systems Abstracts
Advanced Technologies Database with Aerospace
Computer and Information Systems Abstracts Professional
DatabaseTitleList Technology Research Database

Database_xml – sequence: 1
  dbid: RIE
  name: IEEE Electronic Library (IEL)
  url: https://proxy.k.utb.cz/login?url=https://ieeexplore.ieee.org/
  sourceTypes: Publisher
DeliveryMethod fulltext_linktorsrc
Discipline Engineering
EISSN 1939-9367
EndPage 3792
ExternalDocumentID 10_1109_TIA_2018_2821099
8327862
Genre orig-research
GrantInformation_xml – fundername: National Natural Science Foundation of China
  grantid: 51677037; 51690182
  funderid: 10.13039/501100001809
GroupedDBID -~X
.DC
0R~
29I
3EH
4.4
5GY
5VS
6IK
85S
97E
AAJGR
AARMG
AASAJ
AAWTH
ABAZT
ABQJQ
ABVLG
ACGFO
ACGFS
ACIWK
ACNCT
AENEX
AETIX
AGQYO
AGSQL
AHBIQ
AI.
AIBXA
AKJIK
AKQYR
ALLEH
ALMA_UNASSIGNED_HOLDINGS
ASUFR
ATWAV
BEFXN
BFFAM
BGNUA
BKEBE
BPEOZ
CS3
DU5
EBS
EJD
F5P
HZ~
H~9
IAAWW
IBMZZ
ICLAB
IFIPE
IFJZH
IPLJI
JAVBF
LAI
M43
MS~
O9-
OCL
P2P
RIA
RIE
RNS
TAE
TN5
VH1
VJK
AAYXX
CITATION
7SC
7SP
8FD
JQ2
L7M
L~C
L~D
RIG
ID FETCH-LOGICAL-c291t-e93eea0bb0eb71cd17a5eba29894956f9bfd2c5c15be5683b45e46a5acb57a383
IEDL.DBID RIE
ISSN 0093-9994
IngestDate Mon Jun 30 06:17:46 EDT 2025
Wed Oct 01 03:52:32 EDT 2025
Thu Apr 24 23:11:50 EDT 2025
Wed Aug 27 08:33:57 EDT 2025
IsPeerReviewed true
IsScholarly true
Issue 4
Language English
License https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html
LinkModel DirectLink
MergedId FETCHMERGED-LOGICAL-c291t-e93eea0bb0eb71cd17a5eba29894956f9bfd2c5c15be5683b45e46a5acb57a383
Notes ObjectType-Article-1
SourceType-Scholarly Journals-1
ObjectType-Feature-2
content type line 14
ORCID 0000-0002-1594-8625
0000-0002-3522-6048
0000-0003-0462-6046
PQID 2117060160
PQPubID 85463
PageCount 11
ParticipantIDs ieee_primary_8327862
crossref_citationtrail_10_1109_TIA_2018_2821099
crossref_primary_10_1109_TIA_2018_2821099
proquest_journals_2117060160
ProviderPackageCode CITATION
AAYXX
PublicationCentury 2000
PublicationDate 2018-July-Aug.
2018-7-00
20180701
PublicationDateYYYYMMDD 2018-07-01
PublicationDate_xml – month: 07
  year: 2018
  text: 2018-July-Aug.
PublicationDecade 2010
PublicationPlace New York
PublicationPlace_xml – name: New York
PublicationTitle IEEE transactions on industry applications
PublicationTitleAbbrev TIA
PublicationYear 2018
Publisher IEEE
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Publisher_xml – name: IEEE
– name: The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
References ref35
ref13
ref34
ref15
ref36
ref14
ref31
ref30
ref33
ref11
ref32
ref10
ref2
ref1
ref17
ref16
ref19
ref18
kar (ref4) 2006; 290
ref24
kar (ref12) 2008; 311
ref23
ref26
ref25
ref20
ref22
ref21
ref28
he (ref27) 0
ref29
ref7
aherwar (ref8) 2012; 3
ref9
ref3
ref6
ref5
References_xml – ident: ref34
  doi: 10.1007/s12206-015-0715-8
– ident: ref19
  doi: 10.1109/TIE.2012.2194950
– ident: ref17
  doi: 10.1109/TIE.2006.878303
– ident: ref36
  doi: 10.1007/s10898-007-9149-x
– ident: ref11
  doi: 10.1109/ICElMach.2012.6350079
– ident: ref32
  doi: 10.1109/TSP.2009.2020756
– ident: ref3
  doi: 10.1109/TIM.2012.2183402
– ident: ref2
  doi: 10.1016/j.eswa.2009.06.060
– ident: ref22
  doi: 10.1016/j.ymssp.2004.07.006
– start-page: 541
  year: 0
  ident: ref27
  article-title: Adaptive tunable Q-factor wavelet transform for fault feature extraction of gearbox based on vibration signals
  publication-title: Proc MFPT 2014 Conf Technol Sol Affordable Sustainment
– ident: ref10
  doi: 10.1109/IAS.2016.7731964
– ident: ref5
  doi: 10.1016/j.ymssp.2014.10.016
– ident: ref26
  doi: 10.1016/j.ymssp.2013.06.035
– ident: ref33
  doi: 10.1109/TSP.2011.2143711
– ident: ref14
  doi: 10.1016/j.ymssp.2012.11.004
– ident: ref28
  doi: 10.1016/j.ymssp.2014.04.006
– ident: ref7
  doi: 10.1016/j.measurement.2016.04.036
– volume: 290
  start-page: 337
  year: 2006
  ident: ref4
  article-title: Multistage gearbox condition monitoring using motor current signature analysis and Kolmogorov-Smirnov test
  publication-title: J Sound Vib
  doi: 10.1016/j.jsv.2005.04.020
– ident: ref24
  doi: 10.1784/insi.2014.56.6.326
– ident: ref31
  doi: 10.1115/1.2893829
– ident: ref29
  doi: 10.1016/j.eswa.2015.09.039
– ident: ref9
  doi: 10.1016/j.mechmachtheory.2015.03.013
– ident: ref20
  doi: 10.1115/DSCC2012-MOVIC2012-8609
– ident: ref21
  doi: 10.1109/TIE.2015.2410254
– ident: ref25
  doi: 10.1016/j.sigpro.2010.10.018
– ident: ref6
  doi: 10.1016/j.ymssp.2016.07.007
– ident: ref1
  doi: 10.1109/TIE.2015.2422112
– ident: ref23
  doi: 10.1016/j.ymssp.2005.08.032
– ident: ref15
  doi: 10.1109/TIA.2006.882636
– ident: ref16
  doi: 10.1109/TIA.2009.2023503
– ident: ref13
  doi: 10.1109/TIE.2014.2360068
– ident: ref35
  doi: 10.1016/j.ymssp.2004.09.002
– volume: 311
  start-page: 109
  year: 2008
  ident: ref12
  article-title: Vibration and current transient monitoring for gearbox fault detection using multiresolution Fourier transform
  publication-title: J Sound Vib
  doi: 10.1016/j.jsv.2007.08.023
– ident: ref18
  doi: 10.1016/j.epsr.2012.08.002
– volume: 3
  start-page: 4
  year: 2012
  ident: ref8
  article-title: Vibration analysis techniques for gearbox diagnostic: A review
  publication-title: International Journal of Advanced Engineering Technology
– ident: ref30
  doi: 10.1109/IAS.2017.8101764
SSID ssj0014514
Score 2.4260275
Snippet Motor current signature analysis (MCSA) provides a nondestructive and remote approach for a gear fault diagnosis. However, in addition to the fault-related...
SourceID proquest
crossref
ieee
SourceType Aggregation Database
Enrichment Source
Index Database
Publisher
StartPage 3782
SubjectTerms Decomposition
Decomposition level
Fault diagnosis
Feature extraction
gear fault detection
Gears
Kurtosis
Meshing
motor current signature analysis (MCSA)
Nondestructive testing
parameter optimization
Parameters
Permanent magnet motors
Permanent magnets
Q-factor
resonance-based sparse signal decomposition (RSSD)
Resonant frequency
Search algorithms
Signature analysis
Swarm intelligence
Synchronous motors
Torque
Vibrations
Wavelet transforms
Title Gear Fault Diagnosis Based on Dual Parameter Optimized Resonance-Based Sparse Signal Decomposition of Motor Current
URI https://ieeexplore.ieee.org/document/8327862
https://www.proquest.com/docview/2117060160
Volume 54
hasFullText 1
inHoldings 1
isFullTextHit
isPrint
journalDatabaseRights – providerCode: PRVIEE
  databaseName: IEEE Electronic Library (IEL)
  customDbUrl:
  eissn: 1939-9367
  dateEnd: 99991231
  omitProxy: false
  ssIdentifier: ssj0014514
  issn: 0093-9994
  databaseCode: RIE
  dateStart: 19720101
  isFulltext: true
  titleUrlDefault: https://ieeexplore.ieee.org/
  providerName: IEEE
link http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV3JTsMwELWAExzYEWWTD1yQSJs0dpYjUMoiFZAAiVvkZYIqoEE0ufD1zCRuxSbEKZFiJ1ae7ZnxPD8zto8-sLCpCD2RpF1PBNrimMt9L7d5jBZBx1rRgv7gKjq_F5cP8mGGHU73wgBATT6DNt3WuXxbmIqWyjrY--KEJtxZvDR7taYZA-F0vDFC99DpEZOUpJ927i6OiMOVtDG8oETQFxNUn6nyYyKurUt_iQ0m7WpIJU_tqtRt8_5NsvG_DV9mi87N5EdNv1hhMzBaZQufxAfX2PgMOznvq-q55L2GcDcc82O0apYXI96rsP6NIu4W_np-jVPLy_Adn9GCP6l0gNeUvX3F2Bj47fCRvtgDIqk7Jhgvcj4oMKrnTgZqnd33T-9Ozj13BINnumlQepCGAMrX2gcdB8YGsZKA8JFsO0ZWeapz2zXSBFKDjJJQCwkiUlIZLWOF0e8GmxsVI9hkPJEqNQrdAR1YgX6h0hCZxMjQhJbcrhbrTFDJjNMnp2MynrM6TvHTDHHMCMfM4dhiB9Mar402xx9l1wiWaTmHSIvtTIDP3OAdZ92g1hQKIn_r91rbbJ7e3bB2d9hc-VbBLvompd6rO-UHu5_gtg
linkProvider IEEE
linkToHtml http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV1Lb9NAEB5V5VA4FEpBBFq6By5IOLHjXT-OpSFNHylITaXerH2MUdQSV8S-9NczY28iHhXqzZJ3tZa_2Z2ZnW-_BfhAMbB0uYwDmeXDQEbG0Zwrw6B0ZUoewaRG84b-9CKZXMnTa3W9AZ_WZ2EQsSWfYZ8f21q-q2zDW2UDsr404wX3iZJSqu601rpmIL2SN-XoAYU9clWUDPPB7OSQWVxZnxIMLgX94YTaW1X-WYpb_zJ-DtPVl3W0kpt-U5u-vf9LtPGxn_4Ctn2gKQ47y9iBDVy8hGe_yQ_uwvKYzFyMdXNbi1FHuZsvxWfya05UCzFqqP83zewt-vniKy0uP-b39I63_FmnA4Ou7eUdZccoLuffecQRMk3dc8FEVYppRXm98EJQr-Bq_GV2NAn8JQyBHeZRHWAeI-rQmBBNGlkXpVohAcjC7ZRblbkp3dAqGymDKsliIxXKRCttjUo15b-vYXNRLfANiEzp3GoKCEzkJEWG2mBiM6tiGzsOvHowWKFSWK9Qzhdl3BZtphLmBeFYMI6Fx7EHH9c97jp1jv-03WVY1u08Ij3YWwFf-Om7LIZRqyoUJeHbh3sdwNZkNj0vzk8uzt7BUx6n4_DuwWb9s8F9ilRq87410F-lReQD
openUrl ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Gear+Fault+Diagnosis+Based+on+Dual+Parameter+Optimized+Resonance-Based+Sparse+Signal+Decomposition+of+Motor+Current&rft.jtitle=IEEE+transactions+on+industry+applications&rft.au=Chai%2C+Na&rft.au=Yang%2C+Ming&rft.au=Ni%2C+Qinan&rft.au=Xu%2C+Dianguo&rft.date=2018-07-01&rft.pub=The+Institute+of+Electrical+and+Electronics+Engineers%2C+Inc.+%28IEEE%29&rft.issn=0093-9994&rft.eissn=1939-9367&rft.volume=54&rft.issue=4&rft.spage=3782&rft_id=info:doi/10.1109%2FTIA.2018.2821099&rft.externalDBID=NO_FULL_TEXT
thumbnail_l http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=0093-9994&client=summon
thumbnail_m http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=0093-9994&client=summon
thumbnail_s http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=0093-9994&client=summon