Improved prediction of slope stability using a hybrid stacking ensemble method based on finite element analysis and field data

Slope failures lead to catastrophic consequences in numerous countries and thus the stability assessment for slopes is of high interest in geotechnical and geological engineering researches. A hybrid stacking ensemble approach is proposed in this study for enhancing the prediction of slope stability...

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Published inJournal of Rock Mechanics and Geotechnical Engineering Vol. 13; no. 1; pp. 188 - 201
Main Authors Kardani, Navid, Zhou, Annan, Nazem, Majidreza, Shen, Shui-Long
Format Journal Article
LanguageEnglish
Published Elsevier B.V 01.02.2021
Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia%Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia Department of Civil and Environmental Engineering, College of Engineering, Shantou University, Shantou, 515063, China
Elsevier
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ISSN1674-7755
2589-0417
2589-0417
DOI10.1016/j.jrmge.2020.05.011

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Abstract Slope failures lead to catastrophic consequences in numerous countries and thus the stability assessment for slopes is of high interest in geotechnical and geological engineering researches. A hybrid stacking ensemble approach is proposed in this study for enhancing the prediction of slope stability. In the hybrid stacking ensemble approach, we used an artificial bee colony (ABC) algorithm to find out the best combination of base classifiers (level 0) and determined a suitable meta-classifier (level 1) from a pool of 11 individual optimized machine learning (OML) algorithms. Finite element analysis (FEA) was conducted in order to form the synthetic database for the training stage (150 cases) of the proposed model while 107 real field slope cases were used for the testing stage. The results by the hybrid stacking ensemble approach were then compared with that obtained by the 11 individual OML methods using confusion matrix, F1-score, and area under the curve, i.e. AUC-score. The comparisons showed that a significant improvement in the prediction ability of slope stability has been achieved by the hybrid stacking ensemble (AUC = 90.4%), which is 7% higher than the best of the 11 individual OML methods (AUC = 82.9%). Then, a further comparison was undertaken between the hybrid stacking ensemble method and basic ensemble classifier on slope stability prediction. The results showed a prominent performance of the hybrid stacking ensemble method over the basic ensemble method. Finally, the importance of the variables for slope stability was studied using linear vector quantization (LVQ) method.
AbstractList Slope failures lead to catastrophic consequences in numerous countries and thus the stability assessment for slopes is of high interest in geotechnical and geological engineering researches. A hybrid stacking ensemble approach is proposed in this study for enhancing the prediction of slope stability. In the hybrid stacking ensemble approach, we used an artificial bee colony (ABC) algorithm to find out the best combination of base classifiers (level 0) and determined a suitable meta-classifier (level 1) from a pool of 11 individual optimized machine learning (OML) algorithms. Finite element analysis (FEA) was con- ducted in order to form the synthetic database for the training stage (150 cases) of the proposed model while 107 real field slope cases were used for the testing stage. The results by the hybrid stacking ensemble approach were then compared with that obtained by the 11 individual OML methods using confusion matrix, F1-score, and area under the curve, i.e. AUC-score. The comparisons showed that a significant improvement in the prediction ability of slope stability has been achieved by the hybrid stacking ensemble (AUC = 90.4%), which is 7% higher than the best of the 11 individual OML methods (AUC = 82.9%). Then, a further comparison was undertaken between the hybrid stacking ensemble method and basic ensemble classifier on slope stability prediction. The results showed a prominent performance of the hybrid stacking ensemble method over the basic ensemble method. Finally, the importance of the variables for slope stability was studied using linear vector quantization (LVQ) method.
Slope failures lead to catastrophic consequences in numerous countries and thus the stability assessment for slopes is of high interest in geotechnical and geological engineering researches. A hybrid stacking ensemble approach is proposed in this study for enhancing the prediction of slope stability. In the hybrid stacking ensemble approach, we used an artificial bee colony (ABC) algorithm to find out the best combination of base classifiers (level 0) and determined a suitable meta-classifier (level 1) from a pool of 11 individual optimized machine learning (OML) algorithms. Finite element analysis (FEA) was conducted in order to form the synthetic database for the training stage (150 cases) of the proposed model while 107 real field slope cases were used for the testing stage. The results by the hybrid stacking ensemble approach were then compared with that obtained by the 11 individual OML methods using confusion matrix, F1-score, and area under the curve, i.e. AUC-score. The comparisons showed that a significant improvement in the prediction ability of slope stability has been achieved by the hybrid stacking ensemble (AUC = 90.4%), which is 7% higher than the best of the 11 individual OML methods (AUC = 82.9%). Then, a further comparison was undertaken between the hybrid stacking ensemble method and basic ensemble classifier on slope stability prediction. The results showed a prominent performance of the hybrid stacking ensemble method over the basic ensemble method. Finally, the importance of the variables for slope stability was studied using linear vector quantization (LVQ) method.
Author Nazem, Majidreza
Kardani, Navid
Zhou, Annan
Shen, Shui-Long
AuthorAffiliation Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia%Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia Department of Civil and Environmental Engineering, College of Engineering, Shantou University, Shantou, 515063, China
AuthorAffiliation_xml – name: Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia%Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia Department of Civil and Environmental Engineering, College of Engineering, Shantou University, Shantou, 515063, China
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Keywords Stacking ensemble
Slope stability
Machine learning (ML)
Variable importance
Artificial bee colony (ABC)
Language English
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PublicationYear 2021
Publisher Elsevier B.V
Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia%Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia Department of Civil and Environmental Engineering, College of Engineering, Shantou University, Shantou, 515063, China
Elsevier
Publisher_xml – name: Elsevier B.V
– name: Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia%Civil and Infrastructure Discipline, School of Engineering, Royal Melbourne Institute of Technology (RMIT), Melbourne, Victoria, Australia Department of Civil and Environmental Engineering, College of Engineering, Shantou University, Shantou, 515063, China
– name: Elsevier
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Snippet Slope failures lead to catastrophic consequences in numerous countries and thus the stability assessment for slopes is of high interest in geotechnical and...
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SubjectTerms Artificial bee colony (ABC)
Machine learning (ML)
Slope stability
Stacking ensemble
Variable importance
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Title Improved prediction of slope stability using a hybrid stacking ensemble method based on finite element analysis and field data
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