Compliance and financial crime risk in banks : a practitioners guide

US and global banking regulators have enforced compliance laws to minimise money laundering, terrorist funding, human trafficking, fraudulent banking activities, and bad mortgage loans that expose banks to significant risks and losses. However, many banks have complained of over-regulation. 'Co...

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Bibliographic Details
Main Author Velez, Sophia Beckett (Author)
Format Electronic eBook
LanguageEnglish
Published Leeds : Emerald Publishing Limited, 2024.
Subjects
Financial services industry > Law and legislation > United States.
Bank management > United States.
Financial risk management > United States.
elektronické knihy
electronic books
Online AccessFull text
ISBN9781835490433
DOI10.1108/9781835490419
Physical Description1 online resource (192 pages)

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Table of Contents:
  • Part 1. Regulatory Compliance in Domestic and Global Banks
  • Chapter 1. Regulatory Compliance Requirement and Practices
  • Chapter 2. Regulatory Compliance in Global Banks
  • Chapter 3. Compliance Requirements in BHC and IHC
  • Chapter 4. Compliance Failures in Global Banks Part 2. Compliance Laws and Requirements (BSA/AML)
  • Chapter 5. Implications of Compliance Weakness in Banks and Regulatory Penalties
  • Chapter 6. BSA AML Compliance Practices - Ineffective Practices
  • Chapter 7. Capital Requirements - Ineffective Practices
  • Chapter 8. Training Part 3. Compliance Environment and Effective Leadership Practices
  • Chapter 9. Sanctions
  • Chapter 10. Office of Foreign Assets Control (OFAC) Compliance Practices
  • Chapter 11. Capital Requirements - Effective Practices
  • Chapter 12. BSA AML Compliance Practices - Effective Practices.
  • 5. Implications of Compliance Weakness in Banks and Regulatory Penalties
  • 6. Bank Secrecy Act Anti-Money Laundering Compliance Practices
  • Ineffective Practices
  • 7. Capital Requirements
  • Ineffective Practices
  • 8. Training
  • 3
  • Compliance Environment and Effective Leadership Practices
  • 9. Sanctions
  • 10. Office of Foreign Assets Control (OFAC) Compliance Practices
  • 11. Capital Requirements
  • Effective Practices
  • 12. Bank Secrecy Act Anti-Money Laundering Compliance Practices
  • Effective Practices
  • References
  • Index.

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