Rapidly Changing Securities Markets : Who Are the Initiators?

This book offers a look at equity markets and what they have experienced since the 1997 Order Handling Rules were instituted. Specifically, it examines the tremendous technology innovation, intensified competition between an expanding set of alternative trading venues, and continuing regulatory chan...

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Bibliographic Details
Other Authors Schwartz, Robert A. 1937-, Byrne, John Aidan, Stempel, Eileen
Format Electronic eBook
LanguageEnglish
Published Cham, Switzerland : Springer International Publishing, 2017.
SeriesZicklin School of Business financial markets series.
Subjects
Online AccessFull text
ISBN9783319545882
9783319545875
Physical Description1 online resource (131 pages)

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Table of Contents:
  • Preface; List of Participants; Conference Sponsors; Contents; Chapter 1: The SEC's Order Handling Rules of 1997 and Beyond: Perspective and Outcomes of the Landmark Regulation; The Pressures for Change; Some Questions Never Change; Decimalization, the Order Handling Rules, and Regulation ATS; Have All the Impacts Been Beneficial?; Conclusion; References; Chapter 2: Fifteen Years After the Order Handling Rules, How Do the Markets Look Today?; Chapter 3: Competition, Incentives, and Innovations in the Great American Marketplace; Chapter 4: Regulators and Innovators as Initiators.
  • Chapter 5: A Walk Through TimeChapter 6: New Initiators: Technology, Market Events, and Business Practices; Chapter 7: The Need for Further Change; Chapter 8: History, Regulation, and the Evolution of a World-Class Exchange.